Wikipedia defines
an audit as: "A planned and documented activity performed by qualified
personnel to determine by investigation, examination or evaluation of objective
evidence the adequacy and compliance with
established procedures or applicable documents and the effectiveness of
implementation.
A performance audit
is increasingly used in government agencies as an examination of success in
satisfying mission objectives.
Auditing is defined
as a systematic and independent examination of data, statements, records and
operations and performances of an enterprise for a stated purpose.
The purpose is then
to give an opinion on the adequacy of controls and to improve the effectiveness
of risk management, control and governance processes."
This is the working
definition we use when we consider asking for an audit of ‘pro se’ issues in
family courts. Is the growth of ‘pro se’
representation impacting the “normal” functioning of family courts? If so, how, and what are the qualitative
implications?
'PRO SE' IN MAINE
COURTS WIDELY ACKNOWLEDGED: 'Pro se'
representation in Maine courts is a problem of amateur, ”do-it-yourself “
players trying to navigate the arcane complexities and traditions of family law
in family courts. It is an incredible
challenge to amateurs that is repeatedly and despairingly acknowledged by self
representing users of family courts and by sympathetic members of the
Judiciary. It is also acknowledged, as a
problem by the Maine Bar, which - in spite of its good faith efforts to find
answers to the 'pro se' problem - sees the problem escape those efforts and
grow numerically ever larger.
'PRO SE'
NUMBERS: Most people don't know the
actual size, the statistics, of the 'pro se' problem in Maine Family Courts and
are shocked when the hear the statistics.
74% is the number recently
reported (personal communication) by Chief Justice Leigh Saufley. Justice Andrew Mead in an "op ed"
essay in the Portland Press Herald reported 3/4 'pro se' representation in
family courts (or 75%). But we won't
quibble over 1%!! It is a big
problem. ‘Pro se” users are the majority
“parties” in family courts- a big majority!
And ... this 74%
percentage isn't static. It keeps on
growing despite efforts by the Bar and the Judicial Branch to reduce the
numbers - to reduce its prevalence. From
the absence of successful “solutions”
and the failure to reduce the numbers, one has to infer that there is a problem
in diagnosing the "disease" - and its dynamics - or that the corrective "medicine"
isn't strong enough or isn't working fast enough. Because the numbers keep growing there is an
need for an opinion outside of the Judicial Branch about the nature and scope
of the problems and for proposals to correct them. We feel that OPEGA qualifies, given their
experience in conducting audits and given their enviable reputation for
fairness and objectivity.
NATIONAL 'PRO SE'
PERSPECTIVE: The 'pro se' problem is by no means just a Maine problem. The National Center for State Courts (NCSC)
reports that growing ‘pro se’ representation is a growing problem for every
state. Connecticut and New York are said
to have 82 and 83% 'pro se', respectively.
Some of the problem seems related to national "macro
economics" and the economic problems of the last several years. Some of it is related to the escalating costs
of private legal services, which quickly
become a financial deterrent to middle class family court users. But we have to
ask, regardless of abstract economic speculation, do we really want to end up
competing with Connecticut and New York for bigger ‘pro se’ numbers? What are
we waiting for?
Like it or not, the 74% 'pro
se' problem proclaims a 'de facto', two
tier user (and social class) system in our courts - the wealthy 25% have
lawyers, and the middle class 75% “do-it-yourself”. The questions for the public are: (a) what
are the root causes of this social
discrimination, can causes be addressed and (b) should we just let the problem
continue (and grow) uncorrected?
THE HUMAN PROBLEMS
behind the 'pro se' number: are public users, judges, lawyers and others. Any
audit needs to consider who uses family courts 'pro se' and otherwise. What are
the demographics? What are other differentiating features? How do 'pro se' users
feel about their legal adequacy in court? What "tools" do they use in
representing themselves? What is their experience of judges? What outcomes differentiate those with
lawyers form those with none. Is there a differential with regard to Guardian
ad litem experiences?
Likewise there is a
need to evaluate how judges perceive the 'pro se' issue. What are the professional challenges for
judges dealing with 'pro se'? What
solutions do they improvise to address the problems? What suggestions or recommendations do they
have for improvement? What
"tools" does the Judicial Branch already provide those doing self
representation? How useful/adequate are
these?
We have heard many
lawyers claim that they see no problem with the current operation of the family
court system. On a personal/professional
level this is certainly understandable, because in cases where they oppose a
'pro se' "lawyer", they have an extreme professional advantage in
their own favor. It must be like "taking candy from a baby"! There
may be other advantages too in this sort of uneven "legal combat",
but an audit would look at all of the dynamics and, one hopes, challenge
complacency.
THE DEMOCRACY
"PROBLEM": Clearly a two class
court system in which those with money for a lawyers are favored and those
without a lawyer to represent them are disfavored poses a huge challenge to a
democratic society. It is an enormous embarrassment to all of us to ignore the
inequality. It is an important issue that needs thoughtful evaluation to
diagnose the nature of the problem and to recommend intelligent proposals for
correction that will be democratic and constitutional.
AN OPEGA PERFORMANCE
AUDIT, we feel strongly, is the way to
go for Maine’s children and families, who are forced to represent themselves in
family courts! We ask the Legislature,
the Judicial Branch and the Governor, along with the “grassroots” to support
legislation to begin problem analysis and problem solving of the ‘pro se’
issue.
We are trying to
bring about reform to the Guardian ad litem role and Family Court system. We
encourage you to become involved and to contact us at MeGALalert@gmail.com or
find us on Facebook.