In
thinking about why the Judicial Branch has such difficulty in
creating a management system for its GAL program, a number of
conceptual and structural impediments come to mind. The most readily
acknowledged issue is no money for supervision or for a bureaucratic
structure that would allow for normal bureaucratic management of
Guardians ad litem (GAL). The financial excuse is probably true given
the dire financial straights of the state, but we would say in
addition that even were money available, there are more serious
conceptual impediments preventing Judicial Branch’s internal
management of Guardians ad litem. There are at least three conceptual
issues that would make supervision or management of Guardians ad
litem in any Judicial system fraught with legal and ethical problems
unique to judicial branches of government.
The issues involve
internal conflicts inherent in normal organizational role shifts,
within a judicial system, from the role of supervision of vocational
functioning of a supervisee to the administration of justice in cases
involving complaints about supervision which seek legal solutions.
Both GAL management and adjudication of formal, legal complaints
about a Guardian’s management get very complex when these
inherently conflicting activities have to occur within the same,
small, fairly tight system. It would require a tight control over
supervisory information and rigid compartmentalization of this
information, so that information about supervision and management -
and any conflict therein - does not seep into formal adjudication
channels and pollute the fairness of any possible, future legal
complaint process. Can it be done?
1.) Judicial Independence.
In the spirit of Common Law, a judge is supposed to form his/her
judgment about a case independently, uninfluenced (unswayed) by other
branches of government or by partisan, community (or bureaucratic)
politics.
This means standing apart from and being
independent of politics and influence from the other branches of
government. It should include not only formal political influence of
the branches, but also government bureaucratic influences, including
those of the judge’s own internal bureaucracy. This means using
data presented in court by both parties to form an independent
opinion and not to be swayed by outside influences or outside
information or previous knowledge of the case. It would be difficult
for a judge to resolve independently legal actions of any kind
involving a Guardian ad litem; especially, a GAL with whom he/she has
worked in court or even one who is known to the judicial system.
Judicial independence gets damaged by foreknowledge of the GAL, by
working relationships, by the rumors, by system gossip, by the system
grapevines and by private awareness of the contentions.
A
theoretical problem might start with supervisory discord between a
GAL and his/her supervisor about an issue of supervision, leading to
an internal management hearing and subsequently pursued in a formal
court complaint. It might go the full route in court and continue as
a case of higher level appeal. Administrative supervision within any
such JB system - if there were conflicts - might at some point be apt
to tangle with the branches’ system for administering formal
justice, as those with supervisory grievances may seek legal appeal.
It poses a huge bureaucratic challenge to keep information from these
supervision and justice boundaries clean, separate and
non-communicating in a single, small bureaucracy. This is a very
special supervisory problem (unique?) for judicial systems, one that
is not faced by administrative bureaucracies in other branches of
government. Judicial independence, while an active member of a
bureaucratic branch of government is challenging to say the
least.
Having a non-judge be supervisor of a GAL would
necessitate a bureaucracy to supervise the supervisor, a supervisory
appellate process for conflicts arising out of supervision, and links
within the same system to the judiciary for conflicts that "go
legal". Judicial independence in Judicial Branches would
necessitate a “
Rube Goldberg” organizational structure and be
strained to the degree that all judges would have to adopt an
antisocial, personal ‘modus operandi’ to avoid contamination of
their independence by normal internal organizational grapevines and
normal organizational politics. And this would have to be at all
times for perhaps an actually limited number of internal legal
complaints. Can independence of one’s home bureaucracy be carried
out, always, with any kind of credibility? What sort of person would
avoid all informal social communications with system wide colleagues
to be judicially independent? It is an example of the latent
conflicting strains between supervision and legal functions within
the same system that inevitably impinge on judicial independence.
2.) Judicial Impartiality. There are special challenges to
maintaining judicial impartiality when one sits in formal judgment of
a person who works in the same bureaucratic system, who is appointed
by colleagues, who works for colleagues and friends in that system,
who may be known personally or by reputation or rumor. The potential
role conflicts and/or impartiality conflicts would seem enormous when
colleagues, friends, coworkers must attempt to render impartial
judgment. Can it happen? Can one have oversight of a working
colleague (and at the same time maintain impartiality), with the
unavoidable risk that the working colleague might at some point go to
law with a formal complaint for some sort of problem resolution,
which cannot be resolved in supervision? It is another serious
conceptual impediment to the Judicial Branch system supervising or
having oversight of GALs.
3.) Due Process. Implies that in a
conflict, all parties and the judge will share in common, knowledge
about the complaint and the case at the same time, and that everyone
has equal opportunities to respond to all steps in the process. No
one has the special advantage of being able to use secret information
unknown to the other players or privately to exert undue influence.
Well run courts are scrupulous about keeping all relevant information
shared by all participants and to avoid ‘ex parte’ communications
so no one has use of special knowledge not available to the others.
Information has a power of its own to determine or influence
outcomes. The idea of protecting due process poses special challenges
to the hypothetical idea of supervision or of oversight within a
judicial system, where all supervisory and oversight information
would have to be kept rigidly apart from the justice side to avoid
contaminating possible future due process in a hypothetical legal
complaint from the same players. Can any organization - even a formal
espionage organization - implement this degree of control over
information that is internal to one part of the system in order to
prevent seepage into another part of the same system?
These
ideas are just a few conceptual and system reasons, why it is
virtually an impossibility for the JB to construct a system of GAL
oversight without violating very important traditional principles
that are embedded in administering the law. This is not in any way to
suggest that these principles are not vitally important and necessary
in a court of law and need to be respected. It is simply to try to
understand why these same respected principles that work so well in
court render supervision of GALs virtually impossible in Judicial
systems. It is the reason why many states have surrendered to the
impossibility of doing supervision/oversight within their judicial
branch and moved these activities to the administrative/executive
branch.
Maine should do this for the same reasons.
For more information on the issues of
Guardians ad litem we encourage you to read the 2006
OPEGA
report.
Provided is a link to a summary –
OPEGA. In addition there is the
report the
Power of the Powerless which addresses many of the same
issues. If you have had any issues with Guardians ad litem we
encourage you to contact us for support at
MeGALalert@gmail.com
or like us on
Facebook for information.